...Commission is charged with the administration of a number of statutes, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940 and the Investment Advisers Act of 1940. These statutes impose...

...or other governmental body is a party, (i) to have violated any provision of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Advisers Act of 1940, the Investment Company...

...or other governmental body is a party, (i) to have violated any provision of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Advisers Act of 1940, the Investment Company...

...Foster has the following to say : As you are aware, the Commission administers the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1940, and the Investment Advisers Act of 1940. The Commisssion has found it difficult to apply uniform...

...trading rules The laws administered by SEC relate in general to securities and finance. The principal laws are the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of...

...trading rules The laws administered by SEC relate in general to securities and finance. The principal laws are the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of...

...required to be filed with the Commission under this title, title II of this Act, the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, by incorporating by reference any information or documents...

...investor confidence that is a prerequisite to capital formation. The program's legislative mandates are the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. Each contains explicit authority...

...bill; which was referred to the Committee on Energy and Commerce A BILL To amend the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers...

...confidence necessary for capital formation. The enforcement program's principal legislative mandates are the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. Each contains explicit authority...