Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... Electronic Collection and Dissemination of Information by Federal Agencies ... - Page 22by United States. Congress. House. Committee on Government Operations. Government Information, Justice, and Agriculture Subcommittee - 1986 - 592 pagesFull view - About this book
| United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 490 pages
...required to be filed with the Commission under this title, Title II of this Act, the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, by incorporating by reference any information or documents... | |
| United States. Congress. Senate. Committee on the Judiciary - Freedom of information - 1964 - 340 pages
...the statutes, is available to the public for its guidance and information. The statutes administered are the Securities Act of 1933, the Securities Exchange...of 1934, the Public Utility Holding Company Act of 1935. the Trust Indenture Act of 1939, the Investment Company Act of U>40, and the Investment Advisers... | |
| United States. Congress. Senate. Judiciary - 1964 - 336 pages
...to the public for its guidance and information. The statutes administered are the Securities Art of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935. the Tmst Indenture Act of 1939, the Investment Company Act of 1040, and the Investment Advisers... | |
| United States. Congress. House. Committee on the District of Columbia - 1964 - 1598 pages
...applied in the Nation's Capital. The Federal laws affecting securities include the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and Investment Adviser Act... | |
| Administrative law - 1964 - 574 pages
...Regulations Thereunder. Regulation SX (form and content of financial statements) Under the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, and the Investment Company Act of 1940. Chapter X of the National Bankruptcy Act. Rules of Practice... | |
| United States. Congress. House. Committee on the District of Columbia - 1964 - 174 pages
...applied in the Nation's Capital. The Federal laws affecting securities include the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and Investment Adviser Act... | |
| United States. Congress. Senate. Select Committee on Small Business - 1966 - 274 pages
...1965. The Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers... | |
| United States. Congress. House. Post Office and Civil Service - 1966 - 536 pages
...STATEMENT BY SECURITIES AND EXCHANGE COMMISSION FUNCTIONS The Commission administers the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers... | |
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