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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Electronic Collection and Dissemination of Information by Federal Agencies ... - Page 22
by United States. Congress. House. Committee on Government Operations. Government Information, Justice, and Agriculture Subcommittee - 1986 - 592 pages
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - Brokers - 1963 - 490 pages
...required to be filed with the Commission under this title, Title II of this Act, the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, or the Trust Indenture Act of 1939, by incorporating by reference any information or documents...
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Freedom of Information: Hearings Before the Subcommittee on Administrative ...

United States. Congress. Senate. Committee on the Judiciary - Freedom of information - 1964 - 340 pages
...the statutes, is available to the public for its guidance and information. The statutes administered are the Securities Act of 1933, the Securities Exchange...of 1934, the Public Utility Holding Company Act of 1935. the Trust Indenture Act of 1939, the Investment Company Act of U>40, and the Investment Advisers...
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Freedom of Information: Hearings...88-1...October 28, 29, 30, and 31, 1963

United States. Congress. Senate. Judiciary - 1964 - 336 pages
...to the public for its guidance and information. The statutes administered are the Securities Art of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935. the Tmst Indenture Act of 1939, the Investment Company Act of 1040, and the Investment Advisers...
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Hearings

United States. Congress. House. Committee on the District of Columbia - 1964 - 1598 pages
...applied in the Nation's Capital. The Federal laws affecting securities include the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and Investment Adviser Act...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1964 - 574 pages
...Regulations Thereunder. Regulation SX (form and content of financial statements) Under the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, and the Investment Company Act of 1940. Chapter X of the National Bankruptcy Act. Rules of Practice...
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. Committee on the District of Columbia - 1964 - 174 pages
...applied in the Nation's Capital. The Federal laws affecting securities include the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and Investment Adviser Act...
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Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - Securities - 1964 - 182 pages
...applied in the Nation's Capital. The Federal laws affecting securities include the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and Investment Adviser Act...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 375

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1964 - 796 pages
...market crash of 1929 and the depression of the 1930's.7 It was preceded by the Securities Act of 1933,6 the Securities Exchange Act of 1934,' the Public Utility Holding Company Act of 1935,10 the Trust Indenture Act of 1939," and the Investment Company Act of 1940.12 A fundamental purpose,...
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Government Procurement -- 1966, Hearing Before a Subcommittee ... 89-2 ...

United States. Congress. Senate. Select Committee on Small Business - 1966 - 274 pages
...1965. The Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers...
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Government Electronic Data Processing Systems, Hearings Before the ...

United States. Congress. House. Post Office and Civil Service - 1966 - 536 pages
...STATEMENT BY SECURITIES AND EXCHANGE COMMISSION FUNCTIONS The Commission administers the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers...
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