 | United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...privilege of appearing or practicing before It In any way to any person who Is found by the Commission after hearing In the matter "(1) not to possess the..."(2) to be lacking In character or Integrity or to bare engaged in unethical or Improper professional conduct." * Holding Company Act Release No. 8979.... | |
 | United States. Securities and Exchange Commission - Securities - 1949 - 1134 pages
...any way to, any person who i* fonnd by the CommUilon after hearing in the matter "(1) Not to DOOMS! the requisite qualifications to represent others;...integrity or to have engaged in unethical or Improper profccaional conduct." tion and that he prepared and signed the foregoing certificate without ever... | |
 | Theodore Wesley Graske - Administrative law - 1939 - 664 pages
...after hearing in the matter or (1) Not to possess the requisite qualifications to represent others; (2) To be lacking in character or integrity or to...engaged in unethical or improper professional conduct. (f) Contemptuous conduct at any hearing before the Commission or a trial examiner shall be ground for... | |
 | United States - Law - 1953 - 1692 pages
...privilege of appearing or practicing before it in any way to any person who is found by the Commission with its needs and obligations and other essential...State and local governments, to coordinate and util (f) Contemptuous conduct at any hearing before the Commission or a hearing officer shall be ground... | |
 | United States. Congress. House. Committee on the Judiciary - 1947 - 990 pages
...privilege of appearing or practicing before it in any way to any person who is found by the Commission Q W 3@S U F]Pq< W W W W W W W W)S VBG S S!So= W W ? VbE Q V F M : 1 O C-Q@WCV W W W W V X W W W W W W W W W W:@1PES3P "(f) Contemptuous conduct at any hearing before the Commission or a hearing officer shall be ground... | |
 | United States. Congress. House. Committee on the Judiciary - 1948 - 506 pages
...privilege of appearing or practicing before it in any way to any person who is found by the Commission after hearing in the matter. "(1) Not to possess the...represent others; or "(2) To be lacking in character or.integrity or to have engaged in unethical or improper professional conduct. "(g) For the purposes... | |
 | Administrative law - 1949 - 736 pages
...privilege of appearing or practicing before it in any way to any person who is found by the Commission after hearing in the matter (1) Not to possess the...engaged in unethical or improper professional conduct. (f) Contemptuous conduct at any hearing before the Commission or a hearing officer shall be ground... | |
 | Administrative law - 1970 - 670 pages
...before it In any way to any person who is found by the Commission after notice of and opportunity for hearing in the matter (1) not to possess the requisite...engaged In unethical or improper professional conduct. (f) Contemptuous conduct. Contemptuous conduct at any hearing before the Commission or a hearing officer... | |
 | Administrative law - 1968 - 768 pages
...before it in any way to any person who is found by the Commission after notice of and opportunity for hearing in the matter (1) not to possess the requisite...engaged in unethical or improper professional conduct. (f) Contemptuous conduct. Contemptuous conduct at any hearing before the Commission or a hearing officer... | |
 | Administrative law - 1968 - 782 pages
...before it in any way to any person who is found by the Commission after notice of and opportunity for hearIng In the matter (1) not to possess the requisite...integrity or to have engaged In unethical or improper pr¿ssional conduct. (f) Contemptuous conduct. Contemptuous conduct at any hearing before the Commission... | |
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Not to possess the requisite qualifications to represent others; or (2) To be lacking in character or integrity or to have engaged in unethical or improper professional conduct. 
