 | United States. Securities and Exchange Commission - Securities - 1955 - 920 pages
...(3) provides. In part: "No broker or dealer shall make use of the malla ... to effect any transaction In, or to Induce or attempt to Induce the purchase or sale of, any security . . . otherwise than on a national security exchange, In contravention ot guch rules and regulations... | |
 | United States - Corporation law - 1938 - 48 pages
...use of the mails or of any means or instrumentality of interstate commerce to.effeot any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers'1 acceptances, or commercial... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial... | |
 | United States - Law - 1994 - 1332 pages
...make use of the mails or any means or instrumentality of interstate commerce to effect any transaction Risk disclosure with respect to penny stocks Prior to effecting any transaction in any penny stock,... | |
 | United States - Law - 1953 - 1692 pages
...use of the mails or of any means or instrumentality of interstate commerce to effect any transaction q } ӷ -S " ȟh- m S S v !z#:+ EƷ&` 8c @ %n J < C security (other than an exempted security or commercial paper, bankers' acceptances, or commercial... | |
 | Administrative law - 1988 - 806 pages
...act, is hereby defined to include any act of any broker or dealer designed to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security required to be validated under any applicable validation law of the Federal Republic of Germany,... | |
 | United States - Securities - 1955 - 54 pages
...use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers' acceptances, or commercial... | |
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No broker or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial... 
