 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...documents, and reports which may be required pursuant to section 13 of the Securities Exchange Act of 1934, in respect of a security listed and registered on a national securities exchange as may be prescribed in such rules and regulations ; "(2) to file with the indenture trustee and the... | |
 | United States. Securities and Exchange Commission - Securities - 1941 - 1192 pages
...information * * * which may be required pursuant to Section 13 of the Securities Exchange Act of 1934, in respect of a security listed and registered on a national securities exchange" as the Commission may prescribe by rules and regulations. Such rules and regulations may also call... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 pages
...and reports which may be required pursuant to section 13 of the Securities and Exchange Act of 1934 in respect of a security listed and registered on a national securities exchange, as may be prescribed in such rules and regulations, and (B) such additional information with respect... | |
 | United States - Corporation law - 1973 - 400 pages
...such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors, such...offering price of such issue of securities, plus the aggrefate value of all other securities of such issuer of the same class (as ereinafter defined) outstanding,... | |
 | United States - Law - 1953 - 1692 pages
...such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors, such...and reports as may be required pursuant to section 78m of this title in respect of a security listed and registered on a national securities exchange;... | |
 | United States - Law - 1994 - 1332 pages
...supplementary and periodic information, documents, and reports which may be required pursuant to section 78m Ԑ V Q wu H e| kh T - ys4 yx * ѵ z \ a #S / e>>I 4 m " ?u as may be prescribed in such rules and regulations; (2) file with the indenture trustee and the Commission,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - Securities - 1950 - 264 pages
...may be required in respect of an application to register a security pursuant to subsection (b), and such supplementary and periodic information, documents,...section 13 of this title in respect of a security so registered. Whether or not a registration statement has been filed pursuant to this subsection,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 pages
...may be required in respect of an application to register a security pursuant to subsection (b), and such supplementary and periodic information, documents...section 13 of this title in respect of a security so registered. Whether or not a registration statement has been filed pursuant to this subsection,... | |
 | Antitrust law - 1950 - 634 pages
...information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security listed and registered on a national securities exchange." With respect to the proposed amendment of section 15 of the Securities Exchange Act, the report said... | |
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Act of 1933, as amended, shall file with the Commission, in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors, such supplementary and periodic... 
