security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...by United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 pagesFull view - About this book
| United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Courts - 1980 - 1224 pages
...defines a "security" as "any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing...temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition... | |
| United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 1262 pages
...subscription, transferable share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, uny of the foregoing, but the term "security" as used... | |
| United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1933 - 594 pages
...term "security" means any note, stock, treasury stock, bond, •debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,... | |
| United States. Congress. Senate. Committee on Banking and Currency - Investment banking - 1934 - 1008 pages
...or participation in any profit-sharing agreement, oil. gas. and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a • -c. urity ". or any certificate of interest or... | |
| United States. Congress. Senate. Committee on Banking and Currency - Stock exchanges - 1934 - 922 pages
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable...voting-trust certificate, certificate of deposit for n security, or in general, any instrument commonly known as a " security " : or any certificate of... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security , or any certificate of interest or participation... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - Stock exchanges - 1934 - 1106 pages
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation... | |
| United States - Criminal law - 1935 - 294 pages
...traveler's check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest or participation in any profitsharing...contract, voting-trust certificate ; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership... | |
| United States. Congress. Senate. Committee on Interstate Commerce - Holding companies - 1935 - 1298 pages
...participation in any profit-sharing agreement or in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security "... | |
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